Guaranteed Generation from Large Language Models
Keywords: Guaranteed Generation, Controlled Text Generation, LLM Alignment, Limitations of Autoregressive Models, Rejection Sampling
TL;DR: We propose a method for ensuring strict satisfaction of constraints in large language models while preserving generative capabilities.
Abstract: As large language models (LLMs) are increasingly used across various applications, there is a growing need to control text generation to satisfy specific constraints or requirements. This raises a crucial question: Is it possible to guarantee strict constraint satisfaction in generated outputs while preserving the distribution of the original model as much as possible? We first define the ideal distribution — the one closest to the original model, which also always satisfies the expressed constraint — as the ultimate goal of guaranteed generation. We then state a fundamental limitation, namely that it is impossible to reach that goal through autoregressive training alone. This motivates the necessity of combining training-time and inference-time methods to enforce such guarantees. Based on this insight, we propose GUARD, a simple yet effective approach that combines an autoregressive proposal distribution with rejection sampling. Through GUARD’s theoretical properties, we show how controlling the KL divergence between a specific proposal and the target ideal distribution simultaneously optimizes inference speed and distributional closeness. To validate these theoretical concepts, we conduct extensive experiments on two text generation settings with hard-to-satisfy constraints: a lexical constraint scenario and a sentiment reversal scenario. These experiments show that GUARD achieves perfect constraint satisfaction while almost preserving the ideal distribution with highly improved inference efficiency. GUARD provides a principled approach to enforcing strict guarantees for LLMs without compromising their generative capabilities.
Primary Area: alignment, fairness, safety, privacy, and societal considerations
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Submission Number: 6368
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