The Hidden Link Between RLHF and Contrastive Learning

Xufei Lv, Haoyuan Sun, Xuefeng Bai, Min Zhang, Houde Liu, Kehai Chen

Abstract: Alignment of large language models (LLMs) with human values has recently garnered significant attention, with prominent examples including the canonical yet costly Reinforcement Learning from Human Feedback (RLHF) and the simple Direct Preference Optimization (DPO). In this work, we demonstrate that both RLHF and DPO can be interpreted from the perspective of mutual information (MI) maximization, uncovering a profound connection to contrastive learning. Within this framework, both RLHF and DPO can be viewed as methods that perform contrastive learning based on the positive and negative samples derived from the base model, leveraging the Donsker-Varadhan (DV) lower bound on MI (equivalently, the MINE estimator). This paradigm further explains why RLHF may not intrinsically incentivize reasoning capacities in LLMs beyond what is already present in the base model. Building on this perspective, we replace the DV/MINE bound with the Jensen-Shannon MI estimator and propose Mutual Information Optimization (MIO). Comprehensive theoretical analysis and extensive empirical evaluations demonstrate that MIO mitigates the late-stage decline in chosen-likelihood observed in DPO, achieving competitive or superior performance across various challenging reasoning and mathematical benchmarks. We will release the model and code upon acceptance.