When Do Models Generalize? A Perspective From Data-Algorithm Compatibility

Jing Xu, Jiaye Teng, Yang Yuan, Andrew C Yao

Keywords: generalization, data-algorithm compatibility, early stopping, overparameterized linear regression

TL;DR: We propose data-algorithm-compatibility to characterize generalization, and study it in the overparameterized linear regression regime.

Abstract: One of the major open problems in machine learning is to characterize generalization in the overparameterized regime, where most traditional generalization bounds become inconsistent (Nagarajan and Kolter, 2019). In many scenarios, their failure can be attributed to obscuring the crucial interplay between the training algorithm and the underlying data distribution. To address this issue, we propose a concept named compatibility, which quantitatively characterizes generalization in a both data-relevant and algorithm relevant manner. By considering the entire training trajectory and focusing on early-stopping iterates, compatibility exploits the data and the algorithm information and is therefore a more suitable notion for generalization. We validate this by theoretically studying compatibility under the setting of solving overparameterized linear regression with gradient descent. Specifically, we perform a data-dependent trajectory analysis and derive a sufficient condition for compatibility in such a setting. Our theoretical results demonstrate that in the sense of compatibility, generalization holds with significantly weaker restrictions on the problem instance than the previous last iterate analysis.

Anonymous Url: I certify that there is no URL (e.g., github page) that could be used to find authors’ identity.

No Acknowledgement Section: I certify that there is no acknowledgement section in this submission for double blind review.

Code Of Ethics: I acknowledge that I and all co-authors of this work have read and commit to adhering to the ICLR Code of Ethics

Submission Guidelines: Yes

Please Choose The Closest Area That Your Submission Falls Into: Theory (eg, control theory, learning theory, algorithmic game theory)