CLIP-Free, Label-Free, Zero-Shot Concept Bottleneck Models

Fawaz Sammani, Jonas Fischer, Nikos Deligiannis

Keywords: concept bottleneck models, explainable ai, interpretability

Abstract: Concept Bottleneck Models (CBMs) map dense, high-dimensional feature representations into a set of human-interpretable concepts which are then combined linearly to make a prediction. However, modern CBMs rely on the CLIP model to establish a mapping from dense feature representations to textual concepts, and it remains unclear how to design CBMs for models other than CLIP. Methods that do not use CLIP instead require manual, labor intensive annotation to associate feature representations with concepts. Furthermore, all CBMs necessitate training a linear classifier to map the extracted concepts to class labels. In this work, we lift all three limitations simultaneously by proposing a method that converts any frozen visual classifier into a CBM without requiring image-concept labels (label-free), without relying on the CLIP model (CLIP-free), and by deriving the linear classifier in a zero-shot manner. Our method is formulated by aligning the original classifier’s distribution (over discrete class indices) with its corresponding vision-language counterpart distribution derived from textual class names, while preserving the classifier’s performance. The approach requires no ground-truth image–class annotations, and is highly data-efficient and preserves the classifiers reasoning process. Applied and tested on over 40 visual classifiers, our resulting CLIP-free, zero-shot CBM sets a new state of the art, surpassing even supervised CLIP-based CBMs. Finally, we also show that our method can be used for zero-shot image captioning, outperforming existing methods based on CLIP, and achieving state-of-art results.

Primary Area: interpretability and explainable AI

Submission Number: 3818