Abstract: In this work, we propose a neural network based rate control algorithm for Versatile Video Coding (VVC). The proposed method relies on the modeling of the Rate-Quantization (R-Q) and Distortion-Quantization (D-Q) relationships in a data driven manner based upon the characteristics of prediction residuals. In particular, a pre-analysis framework is adopted, in an effort to obtain the prediction residuals which govern the Rate-Distortion (R-D) behaviors. By inferring from the prediction residuals with deep neural networks, the Coding Tree Unit (CTU) level R-Q and D-Q model parameters are derived, which could efficiently guide the optimal bit allocation. Subsequently, the coding parameters, including Quantization Parameter (QP) and $\lambda $ , at both frame and CTU levels, are obtained according to allocated bit-rates. We implement the proposed rate control algorithm on VVC Test Model (VTM-13.0). Experimental results exhibit that the proposed rate control algorithm achieves 0.77% BD-Rate savings under Low Delay B (LDB) configurations when compared to the default rate control algorithm used in VTM-13.0. For Random Access (RA) configurations, 1.77% BD-Rate savings can be observed. Furthermore, with better bit-rate estimation, more stable buffer status can be observed, further demonstrating the advantages of the proposed rate control method.
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