FAIRMINDSIM: ALIGNMENT OF BEHAVIOR, EMO- TION, AND BELIEF IN HUMANS AND LLM AGENTS AMID ETHICAL DILEMMAS

Yu Lei, Hao Liu, Chengxing Xie, Songjia Liu, Zhiyu Yin, Canyu Chen, Guohao Li, Philip Torr, Zhen Wu

Keywords: AI alignment; AI Security; AI Ethical; Value alignment; Simulation

Abstract: AI alignment is a pivotal issue concerning AI control and safety. It should consider not only value-neutral human preferences but also moral and ethical considerations. In this study, we introduced FairMindSim, which simulates the moral dilemma through a series of unfair scenarios. We used LLM agents to simulate human behavior, ensuring alignment across various stages. To explore the various socioeconomic motivations, which we refer to as beliefs, that drive both humans and LLM agents as bystanders to intervene in unjust situations involving others, and how these beliefs interact to influence individual behavior, we incorporated knowledge from relevant sociological fields and proposed the Belief-Reward Alignment Behavior Evolution Model (BREM) based on the recursive reward model (RRM). Our findings indicate that, behaviorally, GPT-4o exhibits a stronger sense of social justice, while humans display a richer range of emotions. Additionally, we discussed the potential impact of emotions on behavior. This study provides a theoretical foundation for applications in aligning LLMs with altruistic values.

Primary Area: alignment, fairness, safety, privacy, and societal considerations

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Submission Number: 11166