Reinforcement Learning with Adaptive Regularization for Safe Control of Critical Systems

Haozhe Tian, Homayoun Hamedmoghadam, Robert Noel Shorten, Pietro Ferraro

Keywords: Reinforcement Learning, Safe Crticial System Control, Policy Regularization

Abstract: Reinforcement Learning (RL) is a powerful method for controlling dynamic systems, but its learning mechanism can lead to unpredictable actions that undermine the safety of critical systems. Here, we propose RL with Adaptive Regularization (RL-AR), an algorithm that enables safe RL exploration by combining the RL policy with a policy regularizer that hard-codes the safety constraints. RL-AR performs policy combination via a "focus module," which determines the appropriate combination depending on the state—relying more on the safe policy regularizer for less-exploited states while allowing unbiased convergence for well-exploited states. In a series of critical control applications, we demonstrate that RL-AR not only ensures safety during training but also achieves a return competitive with the standards of model-free RL that disregards safety.

Primary Area: Reinforcement learning

Submission Number: 15940