Gumbel Counterfactual Generation From Language Models

Shauli Ravfogel, Anej Svete, Vésteinn Snæbjarnarson, Ryan Cotterell

Keywords: Causality, language models, counterfactuals

TL;DR: We propose a framework to generate true counterfactuals from language models by reformulating them as well-founded structural equation models using the Gumbel-max trick.

Abstract:

Understanding and manipulating the causal generation mechanisms in language models is essential for controlling their behavior. Previous work has primarily relied on techniques such as representation surgery---e.g., model ablations or manipulation of linear subspaces tied to specific concepts---to intervene on these models. To understand the impact of interventions precisely, it is useful to examine counterfactuals---e.g., how a given sentence would have appeared had it been generated by the model following a specific intervention. We highlight that counterfactual reasoning is conceptually distinct from interventions, as articulated in Pearl's causal hierarchy. Based on this observation, we propose a framework for generating true string counterfactuals by reformulating language models as a structural equation model using the Gumbel-max trick, which we called Gumbel counterfactual generation.
This reformulation allows us to model the joint distribution over original strings and their counterfactuals resulting from the same instantiation of the sampling noise. We develop an algorithm based on hindsight Gumbel sampling that allows us to infer the latent noise variables and generate counterfactuals of observed strings. Our experiments demonstrate that the approach produces meaningful counterfactuals while at the same time showing that commonly used intervention techniques have considerable undesired side effects.

Primary Area: foundation or frontier models, including LLMs

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Submission Number: 10247