A Transfer Learning-Based Method for Personalized State of Health Estimation of Lithium-Ion Batteries

Guijun Ma, Songpei Xu, Tao Yang, Zhenbang Du, Limin Zhu, Han Ding, Ye Yuan

Abstract: State of health (SOH) estimation of lithium-ion batteries (LIBs) is of critical importance for battery management systems (BMSs) of electronic devices. An accurate SOH estimation is still a challenging problem limited by diverse usage conditions between training and testing LIBs. To tackle this problem, this article proposes a transfer learning-based method for personalized SOH estimation of a new battery. More specifically, a convolutional neural network (CNN) combined with an improved domain adaptation method is used to construct an SOH estimation model, where the CNN is used to automatically extract features from raw charging voltage trajectories, while the domain adaptation method named maximum mean discrepancy (MMD) is adopted to reduce the distribution difference between training and testing battery data. This article extends MMD from classification tasks to regression tasks, which can therefore be used for SOH estimation. Three different datasets with different charging policies, discharging policies, and ambient temperatures are used to validate the effectiveness and generalizability of the proposed method. The superiority of the proposed SOH estimation method is demonstrated through the comparison with direct model training using state-of-the-art machine learning methods and several other domain adaptation approaches. The results show that the proposed transfer learning-based method has wide generalizability as well as a positive precision improvement.