Critical Influence of Overparameterization on Sharpness-aware Minimization

Sungbin Shin, Dongyeop Lee, Maksym Andriushchenko, Namhoon Lee

Keywords: sharpness-aware minimization, overparameterization

TL;DR: We uncover both empirical and theoretical results that indicate a critical influence of overparameterization on SAM.

Abstract: Training overparameterized neural networks often yields solutions with varying generalization capabilities, even when achieving similar training losses. Recent evidence indicates a strong correlation between the sharpness of a minimum and its generalization error, leading to increased interest in optimization methods that explicitly seek flatter minima for improved generalization. Despite its contemporary relevance to overparameterization, however, this sharpness-aware minimization (SAM) strategy has not been studied much yet as to exactly how it is affected by overparameterization. In this work, we analyze SAM under varying degrees of overparameterization, presenting both empirical and theoretical findings that reveal its critical influence on SAM's effectiveness. First, we conduct extensive numerical experiments across diverse domains and show that SAM consistently improves with overparameterization. Next, we attribute this phenomenon to the interplay between the enlarged solution space and increased implicit bias resulting from overparameterization. Furthermore, we show that this effect is particularly pronounced in practical settings involving label noise and sparsity, and yet, sufficient regularization is necessary. Last but not least, we provide other theoretical insights into how overparameterization helps SAM achieve minima with more uniform Hessian moments compared to SGD, and much faster convergence at a linear rate.

Primary Area: optimization

Code Of Ethics: I acknowledge that I and all co-authors of this work have read and commit to adhering to the ICLR Code of Ethics.

Submission Guidelines: I certify that this submission complies with the submission instructions as described on https://iclr.cc/Conferences/2025/AuthorGuide.

Anonymous Url: I certify that there is no URL (e.g., github page) that could be used to find authors’ identity.

No Acknowledgement Section: I certify that there is no acknowledgement section in this submission for double blind review.

Submission Number: 2569