All Roads Lead to Likelihood: The Value of RL in Fine-Tuning

Gokul Swamy, Sanjiban Choudhury, Wen Sun, Steven Wu, Drew Bagnell

Track: Research Track

Keywords: RLHF, fine-tuning

Abstract: From a first-principles perspective, it may seem odd that the strongest results in foundation model fine-tuning (FT) are achieved via a relatively complex, two-stage training procedure. Specifically, one first trains a reward model (RM) on some dataset (e.g., human preferences) before using it to provide *online* feedback as part of a downstream reinforcement learning (RL) procedure, rather than directly optimizing the policy parameters on said dataset via *offline* maximum likelihood estimation. In fact, from an information-theoretic perspective, we can only *lose* information via passing through a reward model and cannot create any new information via on-policy sampling. To explain this discrepancy, we scrutinize several hypotheses on the value of RL in FT through both theoretical and empirical lenses. Of the hypotheses considered, we find the most support for the explanation that on problems with a *generation-verification gap*, *(1)* it is relatively easy to learn the relatively simple RM (*verifier*) from the preference data. Then, *(2)* the downstream RL procedure only returns policies (*generators*) that are optimal for such relatively simple verifiers. Thus, end-to-end, two-stage online FT only has to search over a reduced subset of the full space of policies, requiring less data than offline FT.

Submission Number: 101