Understanding the Generalization Benefit of Model Invariance from a Data Perspective

Sicheng Zhu, Bang An, Furong Huang

Keywords: Data Transformations, Model Invariance, Generalization, Covering Number, Model Complexity

Abstract: Machine learning models that are developed to be invariant under certain types of data transformations have shown improved generalization in practice. However, a principled understanding of why invariance benefits generalization is limited. Given a dataset, there is often no principled way to select "suitable" data transformations under which model invariance guarantees better generalization. This paper studies the generalization benefit of model invariance by introducing the sample cover induced by transformations, i.e., a representative subset of a dataset that can approximately recover the whole dataset using transformations. For any data transformations, we provide refined generalization bounds for invariant models based on the sample cover. We also characterize the "suitability" of a set of data transformations by the sample covering number induced by transformations, i.e., the smallest size of its induced sample covers. We show that we may tighten the generalization bounds for "suitable" transformations that have a small sample covering number. In addition, our proposed sample covering number can be empirically evaluated and thus provides a guidance for selecting transformations to develop model invariance for better generalization. In experiments on multiple datasets, we evaluate sample covering numbers for some commonly used transformations and show that the smaller sample covering number for a set of transformations (e.g., the 3D-view transformation) indicates a smaller gap between the test and training error for invariant models, which verifies our propositions.

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TL;DR: We understand the generalization benefit of model invariance by refining generalization bounds for invariant models based on sample-dependent properties of data transformations.

Code: https://github.com/bangann/understanding-invariance

Community Implementations: [ 2 code implementations](https://www.catalyzex.com/paper/understanding-the-generalization-benefit-of/code)