Syntactic and Semantic Control of Large Language Models via Sequential Monte Carlo

João Loula, Benjamin LeBrun, Li Du, Ben Lipkin, Clemente Pasti, Gabriel Grand, Tianyu Liu, Yahya Emara, Marjorie Freedman, Jason Eisner, Ryan Cotterell, Vikash Mansinghka, Alexander K. Lew, Tim Vieira, Timothy J. O'Donnell

Keywords: Sequential Monte Carlo, Language Models, Semantic parsing, Bayesian inference, Probabilistic programming, SMC

TL;DR: We introduce a sequential Monte Carlo framework for controlling LMs at inference time via both syntactic and semantic constraints.

Abstract:

A wide range of LM applications require generating text that conforms to syntactic or semantic constraints. Imposing such constraints can be naturally framed as probabilistic conditioning, but exact generation from the resulting distribution—which can differ substantially from the LM’s base distribution—is generally intractable. In this work, we develop an architecture for controlled LM generation based on sequential Monte Carlo (SMC). This SMC framework allows us to flexibly incorporate domain- and problem-specific constraints at inference
time, and efficiently reallocate computational resources in light of new information during the course of generation. By comparing to a number of alternatives and ablations on four challenging domains—Python code generation for data science, text-to-SQL, goal inference, and molecule synthesis—we demonstrate that, with little overhead, our approach allows small open-source language models to outperform models over 8× larger, as well as closed-source, fine-tuned ones. In support of the probabilistic perspective, we show that these performance improvements are driven by better approximation to the posterior distribution. [Our system](https://github.com/probcomp/genparse) builds on the framework of Lew et al. (2023) and integrates with its language model probabilistic programming language, giving users a simple, programmable way to apply SMC to a broad variety of controlled generation problems.

Primary Area: probabilistic methods (Bayesian methods, variational inference, sampling, UQ, etc.)

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Submission Number: 12536