Understanding Interlocking Dynamics of Cooperative Rationalization

Mo Yu, Yang Zhang, Shiyu Chang, Tommi S. Jaakkola

Keywords: Rationalization, interlocking, cooperative game, model explainability, natural language processing

TL;DR: We reveal that cooperative rationalization suffers from interlocking training dynamics, and propose to address the problem with a new three-player design.

Abstract: Selective rationalization explains the prediction of complex neural networks by finding a small subset of the input that is sufficient to predict the neural model output. The selection mechanism is commonly integrated into the model itself by specifying a two-component cascaded system consisting of a rationale generator, which makes a binary selection of the input features (which is the rationale), and a predictor, which predicts the output based only on the selected features. The components are trained jointly to optimize prediction performance. In this paper, we reveal a major problem with such cooperative rationalization paradigm --- model interlocking. Inter-locking arises when the predictor overfits to the features selected by the generator thus reinforcing the generator's selection even if the selected rationales are sub-optimal. The fundamental cause of the interlocking problem is that the rationalization objective to be minimized is concave with respect to the generator’s selection policy. We propose a new rationalization framework, called A2R, which introduces a third component into the architecture, a predictor driven by soft attention as opposed to selection. The generator now realizes both soft and hard attention over the features and these are fed into the two different predictors. While the generator still seeks to support the original predictor performance, it also minimizes a gap between the two predictors. As we will show theoretically, since the attention-based predictor exhibits a better convexity property, A2R can overcome the concavity barrier. Our experiments on two synthetic benchmarks and two real datasets demonstrate that A2R can significantly alleviate the interlock problem and find explanations that better align with human judgments.

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Code: https://github.com/Gorov/Understanding_Interlocking

Community Implementations: [ 2 code implementations](https://www.catalyzex.com/paper/understanding-interlocking-dynamics-of/code)