Understanding Model Ensemble in Transferable Adversarial Attack

Wei Yao, Zeliang Zhang, Huayi Tang, Yong Liu

Keywords: adversarial examples, adversarial transferability, model ensemble attack

Abstract: Model ensemble adversarial attack has become a powerful method for generating transferable adversarial examples that can target even unknown models, but its theoretical foundation remains underexplored. To address this gap, we provide early theoretical insights that serve as a roadmap for advancing model ensemble adversarial attack.We first define transferability error to measure the error in adversarial transferability, alongside concepts of diversity and empirical model ensemble Rademacher complexity. We then decompose the transferability error into vulnerability, diversity, and a constant, which rigidly explains the origin of transferability error in model ensemble attack: the vulnerability of an adversarial example to ensemble components, and the diversity of ensemble components.Furthermore, we apply the latest mathematical tools in information theory to bound the transferability error using complexity and generalization terms, contributing to three practical guidelines for reducing transferability error: (1) incorporating more surrogate models, (2) increasing their diversity, and (3) reducing their complexity in cases of overfitting. Finally, extensive experiments with 54 models validate our theoretical framework, representing a significant step forward in understanding transferable model ensemble adversarial attacks.

Primary Area: alignment, fairness, safety, privacy, and societal considerations

Code Of Ethics: I acknowledge that I and all co-authors of this work have read and commit to adhering to the ICLR Code of Ethics.

Submission Guidelines: I certify that this submission complies with the submission instructions as described on https://iclr.cc/Conferences/2025/AuthorGuide.

Anonymous Url: I certify that there is no URL (e.g., github page) that could be used to find authors’ identity.

No Acknowledgement Section: I certify that there is no acknowledgement section in this submission for double blind review.

Submission Number: 2365