FedDUAL: A Dual-Strategy with Adaptive Loss and Dy- namic Aggregation for Mitigating Data Heterogeneity in Federated Learning

TMLR Paper5474 Authors

26 Jul 2025 (modified: 28 Oct 2025)Under review for TMLREveryoneRevisionsBibTeXCC BY 4.0
Abstract: Federated Learning (FL) marks a transformative approach to distributed model training by combining locally optimized models from various clients into a unified global model. While FL preserves data privacy by eliminating centralized storage, it encounters significant challenges such as performance degradation, slower convergence, and reduced robustness of the global model due to the heterogeneity in client data distributions. Among the various forms of data heterogeneity, label skew emerges as a particularly formidable and prevalent issue, especially in domains such as image classification. To address these challenges, we begin with comprehensive experiments to pinpoint the underlying issues in the FL training process, such as gradient instability and the emergence of sharp minima in the global model, both of which contribute to performance inconsistencies. Based on our findings, we introduce an innovative dual-strategy approach designed to effectively resolve these issues. First, we introduce an adaptive loss function for client-side training, meticulously crafted to preserve previously acquired knowledge while maintaining an optimal equilibrium between local optimization and global model coherence. Secondly, we develop a dynamic aggregation strategy for aggregating client models at the server. This approach adapts to each client's unique learning patterns, effectively addressing the challenges of diverse data across the network. Our comprehensive evaluation, conducted across three diverse real-world datasets, coupled with theoretical convergence guarantees, demonstrates the superior efficacy of our method compared to several established state-of-the-art approaches.
Submission Length: Regular submission (no more than 12 pages of main content)
Previous TMLR Submission Url: https://openreview.net/forum?id=GGmdrvy7Vd
Assigned Action Editor: ~Haoliang_Li2
Submission Number: 5474
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