Prompt Tuning Transformers for Data Memorization

Haiyu Wang, Yuanyuan Lin

Keywords: Transformers, Data Memorization, Prompt Tuning

TL;DR: We study the data memorization ability of Transformers with prompts

Abstract: Prompt tuning has emerged as a powerful parameter-efficient fine-tuning technique, allowing large pretrained Transformers to adapt to downstream tasks by optimizing a small set of prompt embeddings. Despite its empirical success, the extent to which prompt tuning can memorize data remains poorly understood. In this paper, we provide both theoretical and empirical analyses of data memorization ability of prompt-tuned Transformers. Building on recent theoretical frameworks, we derive an upper bound on the required prompt length for exact memorization of finite datasets and establish a trade-off between prompt length and the number of autoregressive generation steps. Specifically, we show that a constant-size Transformer can memorize $n$ input-output pairs with prompts of length $\tilde{O}(\sqrt{nN})$, where $N$ denotes the sequence length. Empirical results further demonstrate that prompt-tuned, randomly initialized Transformers are able to effectively memorize finite datasets. These models also capture the intrinsic low-rank structure of the data, leading to a reduction in the required prompt length. Finally, we analyze how the initialization of the Transformer backbone affects the performance of prompt tuning. Our findings provide new insights into the expressivity, efficiency, and underlying mechanisms of prompt tuning, bridging theoretical memorization limits with observed empirical behaviors.

Primary Area: Deep learning (e.g., architectures, generative models, optimization for deep networks, foundation models, LLMs)

Submission Number: 19219