Theoretical Hardness and Tractability of POMDPs in RL with Partial Online State Information

22 Sept 2023 (modified: 11 Feb 2024)Submitted to ICLR 2024EveryoneRevisionsBibTeX
Primary Area: learning theory
Code Of Ethics: I acknowledge that I and all co-authors of this work have read and commit to adhering to the ICLR Code of Ethics.
Keywords: reinforcement learning, partially observable Markov decision process, partial online state information, sample complexity, regret analysis, lower bound
Submission Guidelines: I certify that this submission complies with the submission instructions as described on https://iclr.cc/Conferences/2024/AuthorGuide.
TL;DR: This paper studies POMDPs with online state information, and characterizes the conditions under which such a setting is and is not tractable.
Abstract: Partially observable Markov decision processes (POMDPs) have been widely applied to capture many real-world applications. However, existing theoretical results have shown that learning in general POMDPs could be intractable, where the main challenge lies in the lack of latent state information. A key fundamental question here is how much online state information (OSI) is sufficient to achieve tractability. In this paper, we establish a lower bound that reveals a surprising hardness result: unless we have full OSI, we need an exponentially scaling sample complexity to obtain an $\epsilon$-optimal policy solution for POMDPs. Nonetheless, inspired by the key insights in our lower bound design, we find that there exist important tractable classes of POMDPs even with only partial OSI. In particular, for two novel classes of POMDPs with partial OSI, we provide new algorithms that are proved to be near-optimal by establishing new regret upper and lower bounds.
Anonymous Url: I certify that there is no URL (e.g., github page) that could be used to find authors' identity.
No Acknowledgement Section: I certify that there is no acknowledgement section in this submission for double blind review.
Submission Number: 5723
Loading