Luck Matters: Understanding Training Dynamics of Deep ReLU Networks

Yuandong Tian, Tina Jiang, Qucheng Gong, Ari Morcos

Keywords: deep ReLU network, theoretical analysis, lottery tickets

TL;DR: A theoretical framework for deep ReLU network that can explains multiple puzzling phenomena like over-parameterization, implicit regularization, lottery tickets, etc.

Abstract: We analyze the dynamics of training deep ReLU networks and their implications on generalization capability. Using a teacher-student setting, we discovered a novel relationship between the gradient received by hidden student nodes and the activations of teacher nodes for deep ReLU networks. With this relationship and the assumption of small overlapping teacher node activations, we prove that (1) student nodes whose weights are initialized to be close to teacher nodes converge to them at a faster rate, and (2) in over-parameterized regimes and 2-layer case, while a small set of lucky nodes do converge to the teacher nodes, the fan-out weights of other nodes converge to zero. This framework provides insight into multiple puzzling phenomena in deep learning like over-parameterization, implicit regularization, lottery tickets, etc. We verify our assumption by showing that the majority of BatchNorm biases of pre-trained VGG11/16 models are negative. Experiments on (1) random deep teacher networks with Gaussian inputs, (2) teacher network pre-trained on CIFAR-10 and (3) extensive ablation studies validate our multiple theoretical predictions.

Community Implementations: [ 1 code implementation](https://www.catalyzex.com/paper/luck-matters-understanding-training-dynamics/code)