Evaluating and Designing Sparse Autoencoders by Approximating Quasi-Orthogonality

Sewoong Lee, Adam Davies, Marc E. Canby, Julia Hockenmaier

Keywords: mechanistic interpretability, sparse autoencoder

TL;DR: The paper introduces Approximate Feature Activation (AFA) and the $\varepsilon$LBO metric to address the lack of principled hyperparameter selection in top-k SAEs and to evaluate SAEs using quasi-orthogonality.

Abstract:

Sparse autoencoders (SAEs) are widely used in mechanistic interpretability research for large language models; however, the state-of-the-art method of using $k$-sparse autoencoders lacks a theoretical grounding for selecting the hyperparameter $k$ that represents the number of nonzero activations, often denoted by $\ell_0$. In this paper, we reveal a theoretical link that the $\ell_2$-norm of the sparse feature vector can be approximated with the $\ell_2$-norm of the dense vector with a closed-form error, which allows sparse autoencoders to be trained without the need to manually determine $\ell_0$. Specifically, we validate two applications of our theoretical findings. First, we introduce a new methodology that can assess the feature activations of pre-trained SAEs by computing the theoretically expected value from the input embedding, which has been overlooked by existing SAE evaluation methods and loss functions. Second, we introduce a novel activation function, top-AFA, which builds upon our formulation of approximate feature activation (AFA). This function enables top-$k$ style activation without requiring a constant hyperparameter $k$ to be tuned, dynamically determining the number of activated features for each input. By training SAEs on three intermediate layers to reconstruct GPT2 hidden embeddings for over 80 million tokens from the OpenWebText dataset, we demonstrate the empirical merits of this approach and compare it with current state-of-the-art $k$-sparse autoencoders.
Our code is available at: https://github.com/SewoongLee/top-afa-sae.

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Submission Number: 1167