Keywords: Federated Learning, LLM safety, LoRA
Abstract: Federated learning (FL) addresses data privacy and silo issues in large language models (LLMs). Most prior work focuses on improving the training efficiency of federated LLMs. However, security in open environments is overlooked, particularly defenses against malicious clients. To investigate the safety of LLMs during FL, we conduct preliminary experiments to analyze potential attack surfaces and defensible characteristics from the perspective of Low-Rank Adaptation (LoRA) weights. We find two key properties of FL: 1) LLMs are vulnerable to attacks from malicious clients in FL, and 2) LoRA weights exhibit distinct behavioral patterns that can be filtered through simple classifiers. Based on these properties, we propose Safe-FedLLM, a probe-based defense framework for federated LLMs, constructing defenses across three dimensions: Step-Level, Client-Level, and Shadow-Level. The core concept of Safe-FedLLM is to perform probe-based discrimination on the LoRA weights locally trained by each client during FL, treating them as high-dimensional behavioral features and using lightweight classification models to determine whether they possess malicious attributes. Extensive experiments demonstrate that Safe-FedLLM effectively enhances the defense capability of federated LLMs without compromising performance on benign data. Notably, our method effectively suppresses malicious data impact without significant impact on training speed, and remains effective even with many malicious clients.
Paper Type: Long
Research Area: Safety and Alignment in LLMs
Research Area Keywords: LLM safety, malicious users,defense mechanisms
Languages Studied: English
Submission Number: 1542
Loading