Transformers Use Causal World Models in Maze-Solving Tasks

Alexander F Spies, William Edwards, Michael Ivanitskiy, Adrians Skapars, Tilman Räuker, Katsumi Inoue, Alessandra Russo, Murray Shanahan

Keywords: mechanistic, interpretability, world models, transformers

TL;DR: Transformers trained to solve mazes are found to acquire causal World Models. These can be discovered by, and and intervened upon, through the use of SAEs.

Abstract: Recent studies in interpretability have explored the inner workings of transformer models trained on tasks across various domains, often discovering that these networks naturally develop surprisingly structured representations. When such representations comprehensively reflect the task domain's structure, they are commonly referred to as ``World Models'' (WMs). In this work, we discover such WMs in transformers trained on maze tasks. In particular, by employing Sparse Autoencoders (SAEs) and analysing attention patterns, we examine the construction of WMs and demonstrate consistency between the circuit analysis and the SAE feature-based analysis. We intervene upon the isolated features to confirm their causal role and, in doing so, find asymmetries between certain types of interventions. Surprisingly, we find that models are able to reason with respect to a greater number of active features than they see during training, even if attempting to specify these in the input token sequence would lead the model to fail. Futhermore, we observe that varying positional encodings can alter how WMs are encoded in a model's residual stream. By analyzing the causal role of these WMs in a toy domain we hope to make progress toward an understanding of emergent structure in the representations acquired by Transformers, leading to the development of more interpretable and controllable AI systems.

Primary Area: interpretability and explainable AI

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Submission Number: 6754