PROPS: Progressively Private Self-alignment of Large Language Models

TMLR Paper5208 Authors

Abstract: Alignment is a key step in developing Large Language Models (LLMs) using human feedback to ensure adherence to human values and societal norms. Dependence on human feedback raises privacy concerns about how much a labeler’s preferences may reveal about their personal values, beliefs, and personality traits. Existing approaches, such as Differentially Private SGD (DP-SGD), provide rigorous privacy guarantees by privatizing gradients during fine-tuning and alignment but can provide more privacy than necessary as human preferences are tied only to labels of (prompt, response) pairs and can degrade model utility. This work focuses on LLM alignment with preference-level privacy, which preserves the privacy of preference labels provided by humans. We propose PROPS (PROgressively Private Self-alignment), a multi-stage privacy preserving alignment framework where privately aligned models in previous stages can serve as labelers for supplementing training data in the subsequent stages of alignment. We present theoretical guarantees for PROPS as well as comprehensive validation using multiple models (Pythia and GPT) and datasets (AlpacaEval, Anthropic HH-RLHF, truthy-dpo-v0.1) to demonstrate the utility of PROPS over existing methods while still providing high privacy. For the same privacy budget, alignment via PROPS can achieve up to 3x higher win-rates compared to DP-SGD, and 2.5x higher win-rates compared to Randomized Response (RR) based alignment.

Submission Length: Regular submission (no more than 12 pages of main content)

Previous TMLR Submission Url: https://openreview.net/forum?id=QLCcx4YFmm

Changes Since Last Submission: We have removed the "times" latex package, ensuring that the correct font is used as specified in the template.

Assigned Action Editor: ~Yixuan_Li1

Submission Number: 5208