Contextualize-then-Aggregate: Circuits for In-Context Learning in Gemma-2 2B

Aleksandra Bakalova, Yana Veitsman, Xinting Huang, Michael Hahn

Keywords: In-Context Learning, Mechanistic Interpretability

TL;DR: We use causal interventions to uncover a two-step strategy used to assemble task information from the fewshot examples in a prompt.

Abstract: In-Context Learning (ICL) is an intriguing ability of large language models (LLMs). Despite a substantial amount of work on its behavioral aspects and how it emerges in miniature setups, it remains unclear which mechanism assembles task information from the individual examples in a fewshot prompt. We use causal interventions to identify information flow in Gemma-2 2B for five naturalistic ICL tasks. We find that the model infers task information using a two-step strategy we call contextualize-then-aggregate: In the lower layers, the model builds up representations of individual fewshot examples, which are contextualized by preceding examples through connections between fewshot input and output tokens across the sequence. In the higher layers, these representations are aggregated to identify the task and prepare prediction of the next output. The importance of the contextualization step differs between tasks, and it may become more important in the presence of ambiguous examples. Overall, by providing rigorous causal analysis, our results shed light on the mechanisms through which ICL happens in language models.

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Submission Number: 426